Yam, Shun Hung 任順鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-01-16 | |
| 2 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2004-01-16 | |
| 3 | TISCO SECURITIES HONG KONG LIMITED | Rep | Asset management | 2004-01-16 | |
| 4 | TISCO SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-06-09 | |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-28 | |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-02-16 |
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