Yeung, Chi Hang (SFC:AOK041) 楊智恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARISTO SECURITIES LIMITED | RO | Dealing in securities | 2020-08-18 | 2020-12-15 |
| 2 | Brilliant Norton Securities Company Limited | RO | Advising on securities | 2013-07-30 | 2014-11-18 | RO | Dealing in securities | 2013-07-30 | 2014-11-18 |
| 3 | HTF Securities Limited | Rep | Dealing in securities | 2021-01-04 | 2021-02-11 | RO | Advising on securities | 2021-02-11 | RO | Dealing in securities | 2021-02-11 | Rep | Asset management | 2021-02-11 | 2023-05-10 | RO | Asset management | 2023-05-10 |
| 4 | King Wai Asset Management Company Limited | RO | Dealing in securities | 2019-04-15 | 2020-02-17 | Rep | Advising on securities | 2019-07-08 | 2020-02-16 | Rep | Asset management | 2019-07-08 | 2020-02-16 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-01-16 | 2013-05-11 | Rep | Leveraged foreign exchange trading | 2009-01-07 | 2011-06-30 | Rep | Advising on futures contracts | 2009-06-15 | 2011-06-30 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-01-16 | 2013-05-11 | Rep | Advising on securities | 2008-07-08 | 2011-06-29 |
| 7 | Prior Securities Limited | RO | Dealing in securities | 2016-02-29 | 2018-11-12 |
| 8 | SINO CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2014-11-19 | 2016-01-17 |
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