Yip, Chin Ho 葉展灝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brilliant Norton Securities Company Limited | Rep | Advising on securities | 2015-12-23 | 2015-12-31 | Rep | Dealing in securities | 2015-12-23 | 2015-12-31 | RO | Advising on securities | 2015-12-31 | 2016-05-23 | RO | Dealing in securities | 2015-12-31 | 2016-05-23 |
| 2 | China Sunrise Securities (International) Limited | RO | Dealing in securities | 2016-06-01 | 2019-08-21 | RO | Advising on securities | 2017-07-28 | 2019-08-21 |
| 3 | ICBC (Asia) Futures Company Limited | Rep | Advising on futures contracts | 2014-09-03 | 2014-09-24 | Rep | Dealing in futures contracts | 2014-09-03 | 2014-09-24 | RO | Advising on futures contracts | 2014-09-24 | 2015-12-11 | RO | Dealing in futures contracts | 2014-09-24 | 2015-12-11 |
| 4 | ICBC Asset Management (Global) Company Limited | RO | Advising on futures contracts | 2015-11-05 | 2015-12-11 |
| 5 | Parchment Capital Limited | Rep | Advising on securities | 2019-09-12 | 2019-10-30 |
| 6 | Parchment Investment Limited | Rep | Dealing in securities | 2019-09-12 | 2019-10-30 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-11-02 | 2014-04-04 | Rep | Leveraged foreign exchange trading | 2013-01-31 | 2014-04-04 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-11-02 | 2014-04-04 | Rep | Advising on securities | 2011-12-28 | 2014-04-04 |
| 9 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2020-03-04 | 2020-04-29 | Rep | Dealing in securities | 2020-03-04 | 2020-04-29 | RO | Advising on securities | 2020-04-29 | RO | Dealing in securities | 2020-04-29 |
| 10 | Soochow Securities International Futures Limited | Rep | Advising on futures contracts | 2020-04-02 | 2020-04-29 | Rep | Dealing in futures contracts | 2020-04-02 | 2020-04-29 | RO | Advising on futures contracts | 2020-04-29 | RO | Dealing in futures contracts | 2020-04-29 |
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