Yip, Kelvin Lai Sang 葉勵生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2013-10-07 | 2018-01-05 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-14 | Rep | Advising on futures contracts | 2012-03-01 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-05-14 | Rep | Advising on securities | 2016-12-30 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-03-30 | 2008-09-17 | Rep | Dealing in securities | 2008-11-10 | 2009-05-01 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-03-30 | 2008-09-17 | Rep | Dealing in futures contracts | 2008-11-10 | 2009-05-01 |
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