Yung, Kam Sun 容錦新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2013-12-11 | 2015-05-28 | RO | Asset management | 2013-12-11 | 2015-05-28 | RO | Advising on futures contracts | 2014-07-11 | 2015-05-28 |
| 2 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2013-12-18 | 2014-07-11 | Rep | Dealing in securities | 2013-12-18 | 2014-07-11 | RO | Dealing in futures contracts | 2014-07-11 | 2015-03-13 | RO | Dealing in securities | 2014-07-11 | 2015-03-13 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2004-06-07 | Rep | Dealing in futures contracts | 2013-11-01 | Rep | Leveraged foreign exchange trading | 2004-06-14 | 2013-11-01 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-06-07 | Rep | Asset management | 2004-06-07 | Rep | Advising on securities | 2013-11-01 | Rep | Dealing in securities | 2013-11-01 |
| 5 | Zheng He Capital Management Limited | RO | Advising on securities | 2015-06-11 | RO | Asset management | 2015-06-11 |
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