Chak, Shu Yan 翟樹仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-04-03 | 2009-07-03 |
| 2 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2010-04-23 | 2010-07-31 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-12-20 | 2019-07-16 | Rep | Dealing in securities | 2010-12-20 | 2024-04-15 |
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