Ki, Yan Kwong 祁欣光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TSE'S SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-06-23 | |
| 2 | TSE'S SECURITIES LIMITED | Rep | Advising on securities | 2004-06-23 | |
| 3 | TSE'S SECURITIES LIMITED | Rep | Asset management | 2004-06-23 | |
| 4 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2006-09-16 | |
| 5 | AIF Securities Limited | Rep | Dealing in securities | 2007-06-15 | 2010-08-06 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-09 | 2022-07-27 |
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