Kwok, Tai Yau 郭帶有
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2003-06-02 | 2003-10-13 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-04 | 2017-03-23 |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-11-26 | 2004-08-02 |
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