Kwong, Wan Wa 鄺韻樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Enterprise Securities Company Limited | Rep | Advising on securities | 2020-02-25 | 2020-03-24 | Rep | Asset management | 2020-02-25 | 2020-03-24 | Rep | Dealing in securities | 2020-02-25 | 2020-03-24 | RO | Advising on securities | 2020-03-24 | RO | Asset management | 2020-03-24 | RO | Dealing in securities | 2020-03-24 |
| 2 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2006-05-11 | 2006-09-30 |
| 3 | Pacific International Securities Limited | RO | Dealing in securities | 2016-11-07 | 2017-12-15 | RO | Advising on securities | 2017-10-06 | 2017-12-15 | RO | Asset management | 2017-10-06 | 2017-12-15 |
| 4 | PFC INTERNATIONAL COMPANY LIMITED | Rep | Advising on securities | 2018-01-16 | 2018-03-12 | Rep | Asset management | 2018-01-16 | 2018-03-12 | Rep | Dealing in securities | 2018-01-16 | 2018-03-12 | RO | Advising on securities | 2018-03-12 | 2019-12-31 | RO | Asset management | 2018-03-12 | 2019-12-31 | RO | Dealing in securities | 2018-03-12 | 2019-12-31 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-10-17 | 2016-11-01 |
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