Lam, Ka Yiu (SFC:ABR043) 林家耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on securities | 2004-01-09 | |
| 3 | Tung Shing Securities (Brokers) Limited | Rep | Asset management | 2004-01-09 | |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2009-04-28 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 2009-04-29 | 2020-01-31 |
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