Lam, Sui Yan (SFC:AMQ506) 林瑞欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGUS MOORE LIMITED | Rep | Advising on securities | 2006-07-05 | 2007-04-04 |
| 2 | Broadway Wealth Management Limited | Rep | Advising on securities | 2007-04-17 | 2007-12-06 |
| 3 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-10-27 | 2006-06-21 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-01-03 | 2010-08-01 | Rep | Dealing in securities | 2008-04-15 | 2012-06-01 |
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