Lin, Haiguo (SFC:AEY966) 林海國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-05-24 | |
| 2 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2004-05-24 | |
| 3 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Asset management | 2004-05-24 | |
| 4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-20 | |
| 5 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-20 | 2006-08-28 |
| 6 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-22 | 2007-05-02 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-15 | 2020-07-07 |
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