Lo, Kong Kin 盧剛建
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-08-20 | 2014-05-11 |
| 2 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2014-05-28 | 2016-05-31 |
| 3 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-06-06 | 2018-12-31 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-20 | 2014-05-11 |
| 5 | WILSON SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-28 | 2016-05-31 |
| 6 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2018-06-06 | 2018-12-31 |
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