Mok, Philip King Lun 莫京燐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-13 | 2017-10-27 |
| 2 | LT Securities Limited | Rep | Dealing in securities | 2014-05-09 | 2014-09-26 |
| 3 | NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | Advising on securities | 2017-04-24 | 2017-04-30 | Rep | Dealing in securities | 2017-04-24 | 2017-04-30 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-08 | 2012-12-30 | Rep | Dealing in securities | 2010-11-08 | 2012-12-30 |
| 5 | RKD Capital Limited | Rep | Asset management | 2020-07-06 | 2021-02-24 | RO | Advising on securities | 2021-02-24 | 2022-06-11 | RO | Asset management | 2021-02-24 | 2022-06-11 |
| 6 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2013-01-10 | 2014-04-03 | Rep | Advising on securities | 2014-10-08 | 2015-09-28 |
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