Ng, Tak Chiu 吳德超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sun Life Hong Kong Limited | Rep | Advising on corporate finance | 2003-06-01 | |
| 2 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2003-06-01 | |
| 3 | Sun Life Hong Kong Limited | Rep | Asset management | 2003-06-01 | |
| 4 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2005-06-29 | 2006-06-02 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-06-26 | 2007-06-30 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-07-21 | 2019-05-31 |
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