Shum, Si Ki 沈士基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED | RO | Advising on corporate finance | 2004-04-27 | RO | Asset management | 2004-04-27 | RO | Advising on securities | 2011-05-27 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-05 | 2022-11-11 |
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