Shum, Yuen Yee 沈婉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2006-09-05 | 2007-05-15 |
| 2 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-08-11 | 2006-08-07 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-03 | 2012-06-01 | Rep | Dealing in securities | 2007-09-05 | 2012-06-01 |
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