Yap, Cheong Seng 葉長成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Advising on securities | 2017-05-08 | 2017-09-18 | Rep | Dealing in securities | 2017-05-08 | 2017-09-18 |
| 2 | EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED | RO | Advising on securities | 2004-03-03 | 2005-01-03 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-10-16 | 2012-01-30 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on securities | 2020-03-31 | 2023-12-28 | Rep | Dealing in securities | 2020-03-31 | 2023-12-28 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-01-26 | 2016-10-13 | Rep | Advising on securities | 2017-09-26 | 2020-03-20 | Rep | Dealing in securities | 2017-09-26 | 2020-03-20 |
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