Yau, Choi Wan 丘彩雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2006-04-13 | 2007-03-30 | Rep | Advising on securities | 2007-04-23 | 2008-02-26 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-03-26 | 2008-08-20 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-24 | 2005-10-21 | Rep | Dealing in securities | 2008-08-28 |
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