Chan, Kirby Siu Man 陳少文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHOENIX CAPITAL FUTURES LIMITED | RO | Advising on futures contracts | 2005-01-21 | RO | Asset management | 2005-01-21 | RO | Dealing in futures contracts | 2006-07-03 |
| 2 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2006-07-03 | 2016-10-01 |
| 3 | YF FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-03-29 | 2019-02-13 |
| 4 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-07-28 | 2019-02-13 |
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