Chu, Chester Wai Pang 朱維鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fruit Tree Securities Limited | RO | Dealing in securities | 2017-02-01 | |
| 2 | Fruit Tree Securities Limited | RO | Advising on securities | 2017-12-27 | |
| 3 | Fruit Tree Corporate Finance Co. Limited | RO | Advising on corporate finance | 2019-09-26 | |
| 4 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Advising on corporate finance | 2005-01-21 | |
| 5 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Advising on securities | 2005-01-21 | |
| 6 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Asset management | 2005-01-21 | |
| 7 | PHOENIX CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2016-08-09 | |
| 8 | PHOENIX CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2012-10-09 | 2016-08-09 |
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