Lau, Chun Yin (SFC:AVP120) 劉俊賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHOENIX CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2017-07-20 | 2022-06-30 | Rep | Advising on securities | 2017-07-20 | 2022-06-30 |
| 2 | PHOENIX CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-27 | 2011-11-28 | Rep | Dealing in futures contracts | 2011-01-20 | 2011-11-28 | Rep | Dealing in futures contracts | 2014-10-06 | 2022-06-30 | Rep | Dealing in securities | 2014-10-06 | 2022-06-30 |
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