Lai, Carmen (SFC:AMN729) 黎嘉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2021-02-08 | |
| 2 | AXA Investment Managers Asia Limited | Rep | Dealing in securities | 2021-02-08 | |
| 3 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2005-10-05 | 2007-04-12 |
| 4 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Asset management | 2005-10-05 | 2007-04-12 |
| 5 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2005-10-05 | 2007-04-12 |
| 6 | Pictet Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2009-09-02 | 2018-10-29 |
| 7 | Pictet Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2008-07-22 | 2018-12-13 |
| 8 | Pictet Asset Management (Hong Kong) Limited | RO | Advising on securities | 2018-10-29 | 2019-04-02 |
| 9 | Pictet Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2018-12-13 | 2019-04-02 |
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