Lee, Grace Kar Shin 李嘉茜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-03-29 | 2004-09-14 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-03-29 | 2004-09-14 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-30 | 2010-02-28 |
| 4 | Pictet Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-12 | 2011-10-01 | Rep | Advising on securities | 2010-03-23 | 2011-10-01 |
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