Baker, Brian Paul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CPIC Investment Management (H.K.) Company Limited | Rep | Advising on securities | 2021-08-18 | Rep | Asset management | 2021-08-18 |
| 2 | PIMCO Asia Limited | RO | Advising on securities | 2006-05-17 | 2015-05-29 | RO | Asset management | 2006-05-17 | 2015-05-29 | RO | Dealing in securities | 2006-05-17 | 2015-05-29 |
| 3 | PIMCO ASIA PTE LTD | RO | Advising on securities | 2005-12-09 | 2006-05-17 | RO | Dealing in securities | 2005-12-09 | 2006-05-17 |
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