Lau, Arthur Egbert Chu Ming 劉曙明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2005-12-07 | 2011-02-02 |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2005-12-07 | 2011-02-02 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2005-12-07 | 2011-02-02 |
| 4 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2011-02-28 | 2011-06-02 |
| 5 | PineBridge Investments Asia Limited | Rep | Asset management | 2011-02-28 | 2011-06-02 |
| 6 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2011-02-28 | 2011-06-02 |
| 7 | PineBridge Investments Asia Limited | Rep | Dealing in securities | 2011-02-28 | 2011-08-08 |
| 8 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2011-02-28 | 2011-08-08 |
| 9 | PineBridge Investments Asia Limited | RO | Advising on securities | 2011-06-02 | 2022-09-01 |
| 10 | PineBridge Investments Asia Limited | RO | Asset management | 2011-06-02 | 2022-09-01 |
| 11 | PineBridge Investments Hong Kong Limited | RO | Asset management | 2011-06-02 | 2022-09-01 |
| 12 | PineBridge Investments Asia Limited | RO | Dealing in securities | 2011-08-08 | 2022-09-01 |
| 13 | PineBridge Investments Hong Kong Limited | RO | Dealing in securities | 2011-08-08 | 2022-09-01 |
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