Luk, Linda Wing Sze 陸穎詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | RO | Advising on securities | 2023-01-11 | RO | Dealing in securities | 2023-01-11 |
2 | HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2005-03-10 | 2006-01-05 | Rep | Dealing in securities | 2005-03-10 | 2006-01-05 | RO | Advising on securities | 2006-01-05 | 2008-06-05 | RO | Dealing in securities | 2006-01-05 | 2008-06-05 |
3 | Income Partners Asset Management (HK) Limited | Rep | Advising on securities | 2021-03-29 | 2021-11-22 | Rep | Asset management | 2021-04-16 | 2021-11-22 |
4 | Mason Securities Limited | Rep | Advising on corporate finance | 2003-11-18 | Rep | Asset management | 2003-11-18 | Rep | Advising on securities | 2003-11-25 |
5 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2008-07-02 | 2012-05-21 | Rep | Dealing in securities | 2009-04-03 | 2011-02-02 | RO | Dealing in securities | 2011-02-02 | 2012-05-21 |
6 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2008-07-02 | 2011-02-02 | RO | Dealing in securities | 2011-02-02 | 2012-05-21 |
7 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2004-03-23 | 2005-01-21 | Rep | Dealing in securities | 2004-03-23 | 2005-01-21 |
8 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-11-18 | Rep | Asset management | 2003-11-18 | Rep | Advising on securities | 2003-11-25 |
9 | Vanguard Investments Hong Kong Limited | Rep | Advising on securities | 2012-08-16 | 2012-10-19 | Rep | Dealing in securities | 2012-08-16 | 2012-10-19 | RO | Advising on securities | 2012-10-19 | 2021-02-26 | RO | Dealing in securities | 2012-10-19 | 2021-02-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy