Mittal, Rajeev
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | RO | Advising on securities | 2023-03-23 | |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2019-04-09 | 2019-06-18 | Rep | Dealing in securities | 2019-04-09 | 2019-06-18 | RO | Advising on securities | 2019-06-18 | RO | Dealing in securities | 2019-06-18 |
| 3 | PineBridge Investments Asia Limited | RO | Advising on securities | 2011-08-11 | 2018-12-14 | RO | Asset management | 2011-08-11 | 2018-12-14 | RO | Dealing in securities | 2011-08-11 | 2018-12-14 |
| 4 | PineBridge Investments Hong Kong Limited | RO | Asset management | 2011-08-11 | 2018-12-14 | RO | Dealing in securities | 2011-08-11 | 2018-12-14 |
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