Chua, Siong Khim 蔡尚琴

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2004-10-08 2005-06-30
Rep Asset management 2005-05-27 2005-06-30
2 HARVEST GLOBAL INVESTMENTS LIMITED Rep Advising on securities 2012-07-27 2021-05-31
Rep Asset management 2012-07-27 2021-05-31
3 LOMBARD ODIER (HONG KONG) LIMITED Rep Advising on securities 2021-06-07
Rep Asset management 2021-06-07
4 PineBridge Investments Asia Limited Rep Advising on securities 2008-06-25 2012-06-22
Rep Asset management 2008-06-25 2012-06-22
5 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2005-09-07 2008-05-31
Rep Asset management 2005-09-07 2008-05-31

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