Lo, Mark Chi Hang 盧致恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMTD Wealth Management Solutions Group Limited | RO | Advising on securities | 2017-06-07 | 2023-12-27 | RO | Asset management | 2017-06-07 | 2023-12-27 | RO | Dealing in securities | 2017-06-07 | 2023-12-27 |
| 2 | orientiert International Markets Limited | RO | Advising on securities | 2016-08-30 | 2023-04-06 | RO | Asset management | 2016-08-30 | 2023-04-06 | RO | Dealing in securities | 2016-08-30 | 2023-04-06 |
| 3 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2015-12-30 | 2016-04-07 | Rep | Asset management | 2015-12-30 | 2016-04-07 | Rep | Dealing in securities | 2015-12-30 | 2016-04-07 | RO | Advising on securities | 2016-04-07 | 2023-04-06 | RO | Asset management | 2016-04-07 | 2023-04-06 | RO | Dealing in securities | 2016-04-07 | 2023-04-06 | RO | Dealing in futures contracts | 2019-03-01 | 2023-04-06 |
| 4 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2010-09-20 | 2015-12-11 | Rep | Dealing in securities | 2010-09-20 | 2015-12-11 | Rep | Asset management | 2012-02-16 | 2015-12-11 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2008-11-05 | 2009-09-02 | Rep | Dealing in securities | 2008-11-05 | 2009-09-02 |
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