Mok, Siu Kin (SFC:AMW536) 莫紹堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2006-01-03 | 2011-06-09 | Rep | Advising on securities | 2006-01-03 | 2011-06-09 | Rep | Asset management | 2006-01-03 | 2011-06-09 | Rep | Dealing in securities | 2006-01-03 | 2011-06-09 | Rep | Dealing in futures contracts | 2006-04-12 | 2011-06-09 |
| 2 | PineBridge Investments Asia Limited | Rep | Asset management | 2011-07-11 | 2011-09-22 | Rep | Dealing in securities | 2011-07-11 | 2011-09-22 | RO | Asset management | 2011-09-22 | 2022-10-31 | RO | Dealing in securities | 2011-09-22 | 2022-10-31 |
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