Ng, Lok Lam 伍諾霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-05-03 | 2013-02-25 | RO | Dealing in securities | 2013-02-25 | 2018-06-29 | RO | Advising on securities | 2015-06-04 | 2018-06-29 |
| 2 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2009-10-28 | 2011-09-30 | Rep | Dealing in securities | 2009-10-28 | 2011-09-30 |
| 3 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2009-10-28 | 2011-09-30 |
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