Tse, Pui Kwan (SFC:AFF231) 謝佩坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-07-12 | 2018-06-27 | Rep | Asset management | 2013-07-12 | 2018-06-27 | Rep | Dealing in securities | 2013-07-12 | 2018-06-27 |
| 2 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2012-08-13 | 2013-07-05 | Rep | Asset management | 2012-08-13 | 2013-07-05 | Rep | Dealing in securities | 2012-08-13 | 2013-07-05 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2004-10-20 | Rep | Asset management | 2005-05-20 | Rep | Dealing in securities | 2005-05-20 | Rep | Advising on securities | 2005-01-24 | 2005-05-20 |
| 4 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2005-06-24 | 2007-06-18 | Rep | Dealing in securities | 2006-01-27 | 2007-06-18 |
| 5 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2010-08-05 | 2012-05-21 | Rep | Asset management | 2010-08-05 | 2012-05-21 | Rep | Dealing in securities | 2010-08-05 | 2012-05-21 |
| 6 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2010-08-05 | 2012-05-21 | Rep | Dealing in securities | 2010-08-05 | 2012-05-21 |
| 7 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-01-09 | 2021-07-21 | Rep | Asset management | 2019-01-09 | 2021-07-21 | Rep | Dealing in securities | 2019-01-09 | 2021-07-21 |
| 8 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2021-08-30 | Rep | Asset management | 2021-08-30 | Rep | Dealing in securities | 2021-08-30 |
| 9 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2008-04-21 | 2008-08-01 | Rep | Asset management | 2008-04-21 | 2008-08-01 | Rep | Dealing in securities | 2008-04-21 | 2008-08-01 |
| 10 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2008-04-21 | 2008-08-01 | Rep | Asset management | 2008-04-21 | 2008-08-01 | Rep | Dealing in securities | 2008-04-21 | 2008-08-01 |
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