Rudd, Benjamin Jeremy Kenneth
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-09-24 | Rep | Asset management | 2004-09-24 | Rep | Advising on securities | 2005-08-01 |
| 2 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2009-03-17 | 2010-07-20 | Rep | Asset management | 2009-03-17 | 2010-07-20 | RO | Advising on futures contracts | 2010-07-20 | 2014-03-10 | RO | Advising on securities | 2010-07-20 | 2014-03-10 | RO | Asset management | 2010-07-20 | 2014-03-10 |
| 3 | Pulse Wealth Limited | RO | Advising on securities | 2022-08-17 | 2024-04-18 | RO | Asset management | 2022-08-17 | 2024-04-18 | RO | Dealing in securities | 2022-08-17 | 2024-04-18 |
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