Wang, Xi (SFC:AON741) 王曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2008-05-21 | 2009-03-17 | Rep | Asset management | 2008-05-21 | 2009-03-17 | Rep | Dealing in securities | 2008-06-16 | 2009-03-17 |
| 2 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2009-06-11 | 2009-08-06 | Rep | Asset management | 2009-06-11 | 2009-08-06 | RO | Advising on securities | 2009-08-06 | 2012-12-07 | RO | Asset management | 2009-08-06 | 2012-12-07 |
| 3 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2007-02-05 | 2008-04-26 | Rep | Asset management | 2007-02-05 | 2008-04-26 | RO | Advising on securities | 2022-07-11 | RO | Asset management | 2022-07-11 |
| 4 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-01-14 | 2013-04-05 | Rep | Asset management | 2013-01-14 | 2013-04-05 | RO | Advising on securities | 2013-04-05 | 2023-10-25 | RO | Asset management | 2013-04-05 | 2023-10-25 |
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