Wang, Xi (SFC:AON741) 王曦

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED RO Advising on securities 2022-07-11
2 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED RO Asset management 2022-07-11
3 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Rep Advising on securities 2007-02-05 2008-04-26
4 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Rep Asset management 2007-02-05 2008-04-26
5 BlackRock (Hong Kong) Limited (d2017-01-20) Rep Advising on securities 2008-05-21 2009-03-17
6 BlackRock (Hong Kong) Limited (d2017-01-20) Rep Asset management 2008-05-21 2009-03-17
7 BlackRock (Hong Kong) Limited (d2017-01-20) Rep Dealing in securities 2008-06-16 2009-03-17
8 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Rep Advising on securities 2009-06-11 2009-08-06
9 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Rep Asset management 2009-06-11 2009-08-06
10 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED RO Advising on securities 2009-08-06 2012-12-07
11 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED RO Asset management 2009-08-06 2012-12-07
12 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED Rep Advising on securities 2013-01-14 2013-04-05
13 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED Rep Asset management 2013-01-14 2013-04-05
14 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED RO Advising on securities 2013-04-05 2023-10-25
15 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED RO Asset management 2013-04-05 2023-10-25

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