Chen, Shanshan (SFC:AWW252) 陳姍姍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB Securities Limited | Rep | Advising on securities | 2017-05-04 | 2019-07-09 | Rep | Asset management | 2017-05-04 | 2019-07-09 | RO | Dealing in securities | 2018-02-01 | 2019-07-09 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-07-29 | 2021-05-24 | Rep | Dealing in securities | 2019-07-29 | 2021-05-24 | Rep | Dealing in futures contracts | 2019-08-14 | RO | Advising on securities | 2021-05-24 | RO | Asset management | 2021-05-24 | RO | Dealing in securities | 2021-05-24 |
| 3 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-04-21 | 2016-12-16 | Rep | Asset management | 2011-04-21 | 2016-12-16 |
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