Lee, Kit Sum (SFC:ALN682) 李潔心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2004-12-14 | 2010-11-26 | Rep | Asset management | 2004-12-14 | 2010-11-26 | Rep | Dealing in securities | 2004-12-14 | 2010-11-26 |
| 2 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2014-04-29 | 2017-05-18 | Rep | Dealing in securities | 2014-04-29 | 2017-05-18 | RO | Advising on securities | 2017-05-18 | 2022-04-20 | RO | Dealing in securities | 2017-05-18 | 2022-04-20 |
| 3 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-01-06 | 2014-04-13 | Rep | Asset management | 2011-01-06 | 2014-04-13 |
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