Ng, Tze Ming 吳子明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2010-04-12 | 2011-04-08 | Rep | Asset management | 2010-04-12 | 2011-04-08 | Rep | Dealing in securities | 2010-04-12 | 2011-04-08 | Rep | Advising on securities | 2015-02-23 | Rep | Asset management | 2015-02-23 | Rep | Dealing in securities | 2015-02-23 |
| 2 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2003-09-05 | 2004-11-01 |
| 3 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-05-13 | 2013-06-06 | Rep | Asset management | 2011-05-13 | 2013-06-06 |
| 4 | SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-10-06 | 2011-02-17 | Rep | Asset management | 2006-10-06 | 2011-02-17 |
| 5 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on corporate finance | 2013-07-25 | 2015-01-31 |
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