Duanmu, Yongshan 端木雍山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IvyRock Asset Management (HK) Limited | Rep | Asset management | 2018-06-20 | 2018-09-20 | RO | Asset management | 2018-09-20 |
| 2 | LEGENDS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-08-20 | 2014-08-21 | RO | Asset management | 2014-08-21 | 2018-04-30 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-08-01 | 2009-01-12 | Rep | Advising on corporate finance | 2007-08-20 | 2009-01-12 | Rep | Advising on securities | 2007-08-20 | 2009-01-12 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-08-01 | 2009-01-12 | Rep | Advising on corporate finance | 2007-08-20 | 2009-01-12 | Rep | Advising on securities | 2007-08-20 | 2009-01-12 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-06-01 | 2007-07-03 | Rep | Dealing in securities | 2006-06-01 | 2007-07-03 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-06-01 | 2007-07-03 | Rep | Dealing in futures contracts | 2006-06-01 | 2007-07-03 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-06-01 | 2007-07-03 |
| 8 | Pinpoint Asset Management Limited | Rep | Asset management | 2011-01-11 | 2013-12-09 |
| 9 | Pinpoint Investment Advisor Limited | Rep | Asset management | 2009-04-20 | 2011-06-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy