Duanmu, Yongshan 端木雍山

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2007-08-20 2009-01-12
Merrill Lynch Far East Limited Rep 2007-08-20 2009-01-12
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2007-08-20 2009-01-12
Merrill Lynch Far East Limited Rep 2007-08-20 2009-01-12
3 Pinpoint Investment Advisor Limited Rep Asset management 2009-04-20 2011-06-30
Pinpoint Asset Management Limited Rep 2011-01-11 2013-12-09
LEGENDS ASSET MANAGEMENT LIMITED Rep 2014-08-20 2014-08-21
LEGENDS ASSET MANAGEMENT LIMITED RO 2014-08-21 2018-04-30
IvyRock Asset Management (HK) Limited Rep 2018-06-20 2018-09-20
IvyRock Asset Management (HK) Limited RO 2018-09-20
4 Morgan Stanley Asia Limited Rep Automated trading services 2006-06-01 2007-07-03
Morgan Stanley Hong Kong Futures Limited Rep 2006-06-01 2007-07-03
5 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2006-06-01 2007-07-03
6 Morgan Stanley Asia Limited Rep Dealing in securities 2006-06-01 2007-07-03
Morgan Stanley Hong Kong Securities Limited Rep 2006-06-01 2007-07-03
Merrill Lynch (Asia Pacific) Limited Rep 2007-08-01 2009-01-12
Merrill Lynch Far East Limited Rep 2007-08-01 2009-01-12

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