Chang, Lama Kit Sun 張潔新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ORIENT SECURITIES LIMITED | RO | Advising on corporate finance | 2004-09-02 | RO | Advising on securities | 2004-09-02 | RO | Asset management | 2004-09-02 | RO | Automated trading services | 2004-09-02 | RO | Dealing in securities | 2004-09-02 |
| 2 | PIPER JAFFRAY ASIA FUTURES LIMITED | RO | Dealing in futures contracts | 2008-02-01 | 2012-09-30 |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | RO | Advising on securities | 2008-02-01 | 2013-02-28 | RO | Dealing in securities | 2008-02-01 | 2013-02-28 | RO | Dealing in futures contracts | 2012-01-11 | 2013-02-28 |
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