Chan, Dominic Gee Yan 陳智恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-05-19 | 2017-03-24 | Rep | Dealing in securities | 2015-05-19 | 2017-03-24 |
| 2 | MUSHK Limited | Rep | Dealing in futures contracts | 2007-08-06 | 2010-11-07 | Rep | Dealing in securities | 2007-08-06 | 2010-11-07 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-06-11 | 2007-07-26 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-02 | 2007-07-26 |
| 5 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-11-16 | 2012-08-25 |
| 6 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-16 | 2012-08-25 |
| 7 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2006-07-20 | 2006-11-27 |
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