Yuan, Zhefei 袁哲飛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2016-05-31 | 2016-09-09 | Rep | Dealing in securities | 2016-05-31 | 2016-09-09 | RO | Advising on securities | 2016-09-09 | 2018-11-27 | RO | Dealing in securities | 2016-09-09 | 2018-11-27 | Rep | Dealing in futures contracts | 2018-06-22 | 2018-11-27 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2022-06-07 | 2022-12-14 | Rep | Dealing in securities | 2022-06-07 | 2022-12-14 | RO | Advising on securities | 2022-12-14 | RO | Dealing in securities | 2022-12-14 |
| 3 | China PA Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2019-12-11 | 2020-04-27 | Rep | Dealing in securities | 2019-12-11 | 2020-04-27 | RO | Advising on securities | 2020-04-27 | 2022-04-06 | RO | Dealing in securities | 2020-04-27 | 2022-04-06 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2013-07-17 | 2015-03-27 | Rep | Advising on securities | 2014-02-14 | 2015-03-27 | RO | Advising on securities | 2015-03-27 | 2016-05-23 | RO | Dealing in securities | 2015-03-27 | 2016-05-23 |
| 5 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2011-11-07 | 2012-12-05 |
| 6 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-09 | 2010-06-30 |
| 7 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-06-13 | 2019-08-13 | Rep | Dealing in securities | 2019-06-13 | 2019-08-13 | RO | Advising on securities | 2019-08-13 | 2020-04-27 | RO | Dealing in securities | 2019-08-13 | 2020-04-27 |
| 8 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-12 | 2011-10-01 |
| 9 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-12 | 2011-10-01 |
| 10 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2007-08-22 | 2009-03-20 |
| 11 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2008-09-23 | 2009-03-20 |
| 12 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2007-08-22 | 2009-03-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy