Ng, Chi Fai (SFC:ACR411) 吳梓輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2022-12-16 | 2023-02-06 | Rep | Dealing in securities | 2022-12-16 | 2023-02-06 |
| 2 | Evercore Asia Limited | Rep | Advising on corporate finance | 2023-04-20 | 2023-06-19 | Rep | Advising on securities | 2023-04-20 | 2023-06-19 | Rep | Dealing in securities | 2023-04-20 | 2023-06-19 | RO | Advising on corporate finance | 2023-06-19 | RO | Advising on securities | 2023-06-19 | RO | Dealing in securities | 2023-06-19 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-05-21 | 2015-08-07 | RO | Advising on corporate finance | 2014-08-05 | 2017-08-04 | Rep | Advising on securities | 2014-08-21 | 2015-08-07 | RO | Advising on securities | 2015-08-07 | 2017-08-04 | RO | Dealing in securities | 2015-08-07 | 2017-08-04 |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-09-04 | 2017-11-20 | Rep | Dealing in securities | 2017-09-04 | 2017-11-20 | RO | Advising on corporate finance | 2017-11-20 | 2022-08-16 | RO | Dealing in securities | 2017-11-20 | 2022-08-16 | RO | Advising on securities | 2018-05-11 | 2022-08-16 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-04 | 2017-11-20 | RO | Dealing in securities | 2017-11-20 | 2022-08-16 |
| 6 | Oppenheimer Investments Asia Limited | RO | Advising on corporate finance | 2010-02-12 | 2011-03-09 |
| 7 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2011-03-25 | 2011-09-12 | RO | Advising on corporate finance | 2011-09-12 | 2012-08-25 |
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