Chan, Sam Ching Sum 陳錚森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2013-03-01 | 2016-10-27 | RO | Advising on corporate finance | 2016-10-27 | 2017-02-12 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-05-05 | 2017-02-12 |
| 3 | CVP Capital Limited (HK) | Rep | Advising on corporate finance | 2017-02-17 | 2017-03-31 | Rep | Advising on securities | 2017-02-17 | 2017-12-19 | Rep | Dealing in securities | 2017-02-17 | 2017-12-19 | RO | Advising on corporate finance | 2017-03-31 | 2017-12-19 |
| 4 | EDDID CAPITAL LIMITED | RO | Advising on corporate finance | 2020-05-06 | 2022-07-13 |
| 5 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-01-17 | 2018-02-28 | RO | Advising on corporate finance | 2018-02-28 | 2020-05-03 |
| 6 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-12-28 | 2012-08-25 |
| 7 | Pulun International Capital Limited | Rep | Advising on corporate finance | 2022-07-25 | 2022-08-29 |
| 8 | South West Capital Limited (d2013-12-11) | Rep | Advising on corporate finance | 2012-10-03 | 2012-11-30 |
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