Jiang, Xiaoxu 蔣小旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-12-15 | 2021-01-15 | Rep | Advising on securities | 2017-12-15 | 2021-01-15 | Rep | Dealing in securities | 2017-12-15 | 2021-01-15 |
| 2 | Darby Asia Import/Export Limited | Rep | Advising on corporate finance | 2009-05-12 | 2009-10-22 | Rep | Dealing in securities | 2009-05-12 | 2009-10-22 |
| 3 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-05-10 | 2012-10-31 |
| 4 | PIPER SANDLER HONG KONG LIMITED | RO | Advising on corporate finance | 2015-08-13 | 2017-02-15 |
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