Li, Michael Ming Jeung 李名璋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-08-03 | 2024-03-01 | Rep | Asset management | 2016-08-03 | 2024-03-01 | Rep | Dealing in securities | 2016-08-03 | 2024-03-01 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2010-06-30 | 2011-04-11 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-04-21 | 2011-08-11 | Rep | Dealing in securities | 2011-04-21 | 2011-08-11 |
| 4 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2011-09-14 | 2012-09-30 |
| 5 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2015-12-23 | 2016-05-13 |
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