Teo, Kian Bin (SFC:AMK117) 張建民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2005-08-30 | 2006-04-18 | Rep | Dealing in securities | 2005-08-30 | 2006-04-18 |
| 2 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-09-03 | 2012-10-31 |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-19 | 2013-03-08 |
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