Tung, Chun Fai 董駿暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on corporate finance | 2007-03-15 | 2008-04-12 | Rep | Dealing in securities | 2007-06-11 | 2008-04-12 |
| 2 | Anbang Capital (Hong Kong) Co. Limited | RO | Advising on corporate finance | 2013-12-06 | 2014-04-30 | RO | Advising on securities | 2013-12-06 | 2014-04-30 | RO | Dealing in securities | 2013-12-06 | 2014-04-30 |
| 3 | CVP Asset Management Limited | Rep | Advising on securities | 2020-04-02 | 2022-04-26 | Rep | Asset management | 2020-04-16 | 2023-03-28 |
| 4 | CVP Capital Limited (HK) | RO | Advising on corporate finance | 2014-10-22 | 2020-03-06 | RO | Advising on securities | 2014-10-22 | 2020-03-06 | RO | Dealing in securities | 2014-10-22 | 2020-03-06 |
| 5 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-04-21 | 2010-05-31 | Rep | Dealing in securities | 2008-04-21 | 2010-05-31 | Rep | Advising on securities | 2008-05-15 | 2010-05-31 |
| 6 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-06-07 | 2012-08-25 |
| 7 | South West Capital Limited (d2013-12-11) | Rep | Advising on corporate finance | 2012-09-03 | 2012-10-19 | RO | Advising on corporate finance | 2012-10-19 | 2012-11-30 |
| 8 | UPBEST ASSETS MANAGEMENT LIMITED | RO | Advising on corporate finance | 2012-12-27 | 2013-04-18 |
| 9 | UPBEST SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2012-12-27 | 2013-04-18 |
| 10 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2005-07-15 | 2007-02-12 | Rep | Advising on securities | 2005-07-15 | 2007-02-12 | Rep | Dealing in securities | 2005-07-15 | 2007-02-12 | Rep | Asset management | 2005-09-07 | 2007-02-12 |
| 11 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2005-02-24 | 2005-07-08 | Rep | Advising on securities | 2005-02-24 | 2005-07-08 | Rep | Dealing in securities | 2005-02-24 | 2005-07-08 |
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